Live Training

AFSL Responsible Manager Training (RG 105) – Online Workshops

One of the general obligations of an AFS licensee is to be “competent” to provide the financial services. Licensees demonstrate the organisation's competence by maintaining and updating the knowledge and …

WEBINAR: Adequate resources – How much is enough?

How much is enough when it comes to the resources of an AFS licensee? The law requires licensees to have adequate financial, technological and human resources, but what does that …

Advice Licensees Compliance Forum – 21 October 2026

Who should attend?

This forum is for compliance officers and managers, in-house legal counsel, directors and responsible managers in the financial advice sector. The purpose of the forum is for …

ACL Responsible Manager Training - Online Workshop - November 2026

Our half-day Responsible Manager online workshop has been designed to provide ACL Responsible Managers with an overview of the role of the Responsible Manager, how they fit within the broader …

WEBINAR: Don’t get bitten: Fraud, scams and AFSL Obligations

Fraud and scam risks are evolving quickly, and licensees are under growing pressure to understand what is happening, respond appropriately and manage client expectations.

This practical webinar will look at …

Consumer Credit Compliance Forum – 18 November 2026

Hear from our panel on the current trends in the consumer credit industry and what compliance staff need to know and do to assist their licensees comply with their obligations. …

Derivatives Compliance Forum – 2 December 2026

Join us online for our last Derivatives Compliance Forum of the year. This forum will be jam-packed with recent regulatory updates and ASIC's latest round of DDO notices, and more. …

Quarterly AML Transition Q&A Webinar (Q2) 2026

Are you an accountant or lawyer new to the AML/CTF regime commencing 1 July 2026? Join our quarterly Q&A sessions designed to support Tranche 2 entities as you transition into …

WEBINAR: AML/CTF – Tailoring and implementing - Have you got it right?

2026 was a big year for AML/CTF. Existing reporting entities had to adjust to changes in the regime, while many professional services firms — including accountants, lawyers and other tranche …

Quarterly AML Transition Q&A Webinar (Q3) 2027

Are you an accountant or lawyer new to the AML/CTF regime commencing 1 July 2026? Join our quarterly Q&A sessions designed to support Tranche 2 entities as you transition into …

Quarterly AML Transition Q&A Webinar (Q4) 2027

Are you an accountant or lawyer new to the AML/CTF regime commencing 1 July 2026? Join our quarterly Q&A sessions designed to support Tranche 2 entities as you transition into …