Live Training
Wholesale Clients Licensee Forum - 23 May 2024
Join us online for our first ever Wholesale Only Forum of the year. This forum will be full of industry recent regulatory, cyber and trends updates.
Who can attend?
Find out more >
ACL Responsible Manager Training - 23 May 2024
Our half-day Responsible Manager online workshop has been designed to provide ACL Responsible Managers with an overview of the role of the Responsible Manager, how they fit within the … Find out more >
AFSL Responsible Manager Training (RG 105) – May 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
WEBINAR: Experience Pathway for financial advisers
Do you want to know if you are eligible for the Experience Pathway for financial advisers? You are not the only one. We have received a lot of inquiries … Find out more >
No Advice v General Advice v Personal Advice Training
Our half-day Advice workshop has been designed for representatives of AFSL holders who typically only provide general advice - and sometimes provide no advice.
Who should attend?
- Providers of … Find out more >
Consumer Credit Compliance Forum - 5 June 2024
Hear from our panel on the current trends in the consumer credit industry and what compliance staff need to know and do to assist their licensees comply with their … Find out more >
Payments Compliance Forum - 6 June 2024
Check out our 1st Payments Compliance Forum of 2024. We have a lot on the agenda, so make sure you're registered so you don't miss out on the live … Find out more >
AFSL Responsible Manager Refresher Training for AFSLs with Wholesale-Only Clients (RG 105) – Online Workshop – June 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
WEBINAR: Design & Distribution Obligations - The Basics
The design and distribution obligations (DDO) play a very important role across the lifecycle of financial products. In this practical webinar, we’ll take you through the basics of DDO, … Find out more >
Derivatives Compliance Forum - 19 June 2024
Join us in Sydney or online for our upcoming Derivatives Compliance Forum. This forum will be jam-packed with recent regulatory, cyber and crypto updates and more.
Who can attend?
Find out more >
Advice Licensees Compliance Forum Breakfast (Sydney, June 2024)
Who should attend?
This forum is for compliance officers and managers, in-house legal counsel, directors and responsible managers in the financial advice sector. The purpose of the forum is … Find out more >
AML/CTF Training and Risk Awareness Online Workshop
Our 3-hour online interactive workshop helps you meet your annual AML/CTF training requirements. The workshop will:
- give you the knowledge and skills to identify the risks of regulated businesses … Find out more >
AFSL Responsible Manager Training (RG 105) – Online Workshop – June 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
WEBINAR: Design & Distribution Obligations - Masterclass
If you already manage day-to-day DDO obligations on behalf of a licensee, then this webinar is for you. In this advanced webinar, we’ll delve into some of the more … Find out more >
WEBINAR: Breach Reporting – Part 2
Due to popular demand, we are excited to offer a 2nd instalment to our Breach Reporting webinar from March this year.
In this webinar, we’ll use the examples covered … Find out more >
AFSL Responsible Manager Training (RG 105) – Online Workshop – July 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
AFSL Responsible Manager Training (RG 105) – Sydney Workshop – August 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
AFSL Responsible Manager Training (RG 105) – Online Workshop – September 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
AFSL Responsible Manager Training (RG 105) – Online Workshop – October 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
AFSL Responsible Manager Training (RG 105) – Online Workshop – November 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
Derivatives Compliance Forum - 5 December 2024
Join us in Sydney or online for our last Derivatives Compliance Forum of the year. This forum will be jam-packed with recent regulatory updates and ASIC's latest round of … Find out more >
AFSL Responsible Manager Training (RG 105) – Online Workshop – December 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >